CASE OF TYSIĄC v. POLAND

Application no. 5410/03 · Delivered 2007-03-20 · ECLI:CE:ECHR:2007:0320JUD000541003 · Languages: EN · EN · FR · PL

Application no.
5410/03
Delivered
2007-03-20
Respondent State
POL
Conclusion
Preliminary objection dismissed (Article 35-1 - Exhaustion of domestic remedies);No violation of Article 3 - Prohibition of torture (Article 3 - Degrading treatment;Inhuman treatment);Violation of Article 8 - Right to respect for private and family life (Article 8-1 - Respect for private life);Pecuniary damage - claim dismissed;Non-pecuniary damage - award
Convention articles
3, 8, 8-1, 35, 35-1, 41
Importance
Key case
Original
HUDOC ↗
PresidentNicolas BratzaJudgeGiovanni BonelloJudgeMatti PellonpääJudgeKristaq TrajaJudgeLech GarlickiJudgeJavier Borrego BorregoJudgeLjiljana MijovićRegistrarLawrence Early
Summary
Preparing…

FOURTH SECTION

CASE OF TYSIĄC v. POLAND

(Application no. 5410/03)

JUDGMENT

STRASBOURG

20 March 2007

FINAL

24/09/2007

In the case of Tysiąc v. Poland,

The European Court of Human Rights (Fourth Section), sitting as a Chamber composed of:

Nicolas Bratza, President,

Giovanni Bonello,

Matti Pellonpää,

Kristaq Traja,

Lech Garlicki,

Javier Borrego Borrego,

Ljiljana Mijović, judges,

and Lawrence Early, Section Registrar,

Having deliberated in private on 20 February 2007,

Delivers the following judgment, which was adopted on that date:

PROCEDURE

There appeared before the Court:

(a) for the Government Mr J. Wołąsiewicz, Ministry of Foreign Affairs, Agent,

Mrs A. Gręziak, Undersecretary of State, Ministry of Health,

Prof. J. Szaflik,

Prof. B. Chazan,

Dr K. Wiak,

Ms K. Bralczyk, Advisers;

(b) for the applicant Ms M. Gąsiorowska,

Ms A. Wilkowska-Landowska, Counsel,

Ms V. Vandova,

Ms A. Coomber, Advisers.

The Court heard addresses by Mrs Gręziak, Mr Wołąsiewicz, Ms Wilkowska-Landowska, Ms Gąsiorowska, Prof. Chazan and Prof. Szaflik.

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

II. RELEVANT DOMESTIC LAW AND PRACTICE

A. The Constitution

“The Republic of Poland shall ensure the legal protection of the life of every human being.”
“Everyone shall have the right to legal protection of his private and family life, of his honour and good reputation and to make decisions about his personal life.”

B. The 1993 Law on family planning (protection of the human foetus and conditions permitting pregnancy termination) and related statutes

“(1) An abortion can be carried out only by a physician where

(2) In the cases listed above under sub-paragraph 2, an abortion can be performed until such time as the foetus is capable of surviving outside the mother’s body; in cases listed under sub-paragraph 3 above, until the end of the twelfth week of pregnancy.

(3) In the cases listed under sub-paragraphs 1 and 2 above the abortion shall be carried out by a physician working in a hospital.

...

(5) Circumstances in which abortion is permitted under subsection (1), sub-paragraphs 1 and 2, above shall be certified by a physician other than the one who is to perform the abortion, unless the pregnancy entails a direct threat to the woman’s life.”

“The circumstances indicating that pregnancy constitutes a threat to the woman’s life or health shall be attested by a consultant specialising in the field of medicine relevant to the woman’s condition.”

C. Criminal offence of abortion performed in contravention of the 1993 Act

D. Provisions of the Code of Criminal Procedure

E. Offence of causing grievous bodily harm

F. Civil liability in tort

G. Case-law of the Polish courts

III. RELEVANT NON-CONVENTION MATERIAL

A. Observations of the ICCPR Committee

“11. The Committee notes with concern: (a) strict laws on abortion which lead to high numbers of clandestine abortions with attendant risks to life and health of women; (b) limited accessibility for women to contraceptives due to high prices and restricted access to suitable prescriptions; (c) the elimination of sexual education from the school curriculum; and (d) the insufficiency of public family planning programmes. (Arts. 3, 6, 9 and 26)

The State Party should introduce policies and programmes promoting full and non-discriminatory access to all methods of family planning and reintroduce sexual education at public schools.”

“106. In Poland data about abortions relate solely to abortions conducted in hospitals, i.e. those legally admissible under a law. The number of abortions contained in the present official statistics is low in comparison with previous years. Non-governmental organisations on the basis of their own research estimate that the number of abortions conducted illegally in Poland amounts from 80,000 to 200,000 annually.
“8. The Committee reiterates its deep concern about restrictive abortion laws in Poland, which may incite women to seek unsafe, illegal abortions, with attendant risks to their life and health. It is also concerned at the unavailability of abortion in practice even when the law permits it, for example in cases of pregnancy resulting from rape, and by the lack of information on the use of the conscientious objection clause by medical practitioners who refuse to carry out legal abortions. The Committee further regrets the lack of information on the extent of illegal abortions and their consequences for the women concerned. ...

The State Party should liberalise its legislation and practice on abortion. It should provide further information on the use of the conscientious objection clause by doctors, and, so far as possible, on the number of illegal abortions that take place in Poland. These recommendations should be taken into account when the draft Law on parental awareness is discussed in Parliament.”

B. Observations of non-governmental organisations

“The anti-abortion law which was in force in Poland since 1993 resulted in many negative consequences for women’s reproductive health, such as:

Lack of knowledge about family planning lowers women’s quality of life. Their sexuality is endangered either by constant fear of unwanted pregnancies or by seeking unsafe abortion[s].

There is a strong disapproval and obstruction toward[s] those who choose abortions under the few conditions that still allow for it to occur. Doctors and hospitals frequently misguide or misinform women, who are legally entitled to terminate pregnancies, thereby placing the health of the women at serious risk.

Doctors (and even whole hospitals, even though they have no right to do so) often refuse [to perform] abortion[s] in hospitals they work in, [invoking the] so-called clause of conscience – the right to refuse [to perform] abortion[s] due to one’s religious beliefs or moral objections – or even giving no justifications, creating problems as long ... as it is needed to make performing [an] abortion impossible under the law. There exists however a well organised abortion underground – terminations are performed illegally in private [clinics], very often by the same doctors who refuse [to perform] abortions in hospitals. The average cost of [an] abortion is ca 2000 [Polish zlotys] (equivalent [to the] country’s average gross salary). [The] Federation for Women and Family Planning estimates that the real number of abortions in Poland amounts to 80,000 to 200,000 each year.”

C. Synthesis Report of the European Union Network of Independent Experts on Fundamental Rights

“While acknowledging that there is [as] yet no settled case-law in international or European human rights law concerning where the adequate balance must be struck between the right of the [woman] to interrupt her pregnancy on the one hand, as a particular manifestation of the general right to the autonomy of the person underlying the right to respect for private life, and the protection of the potentiality of human life on the other hand, the Network nevertheless expresses its concern at a number of situations which, in the view of the independent experts, are questionable in the present state of the international law of human rights.

A woman seeking abortion should not be obliged to travel abroad to obtain it, because of the lack of available services in her home country even where it would be legal for her to seek abortion, or because, although legal when performed abroad, abortion in identical circumstances is prohibited in the country of residence. This may be the source of discrimination between women who may travel abroad and those who, because of a disability, their state of health, the lack of resources, their administrative situation, or even the lack of adequate information ... may not do so. A [woman] should not be seeking abortion because of the insufficiency of support services, for example for young mothers, because of lack of information about support which would be available, or because of the fear that this might lead to the loss of employment: this requires, at the very least, a close monitoring of the pattern of abortions performed in the jurisdictions where abortion is legal, in order to identify the needs of the persons resorting to abortion and the circumstances which ought to be created in order to better respond to these needs. ... Referring to the Concluding Observations adopted on 5 November 2004 by the Human Rights Committee upon the examination of the report submitted by Poland under the International Covenant on Civil and Political Rights (CCPR/CO/82/POL/Rev. 1, para. 8), the Network notes that a prohibition on non-therapeutic abortion or the practical unavailability of abortion may in fact have the effect of raising the number of clandestine abortions which are practised, as the women concerned may be tempted to resort to clandestine abortion in the absence of adequate counselling services who may inform them about the different alternatives opened to them. ...

Where a State does choose to prohibit abortion, it should at least closely monitor the impact of this prohibition on the practice of abortion, and provide this information in order to feed into an informed public debate. Finally, in the circumstances where abortion is legal, women should have effective access to abortion services without any discrimination.”

THE LAW

I. THE GOVERNMENT’S PRELIMINARY OBJECTION

II. THE MERITS OF THE CASE

A. Alleged violation of Article 3 of the Convention

“No one shall be subjected to ... inhuman or degrading treatment ... ”

B. Alleged violation of Article 8 of the Convention

Article 8 of the Convention, in so far as relevant, reads as follows:

“1. Everyone has the right to respect for his private ... life ...

(a) The Government

(b) The applicant

In any event, and regrettably, in the applicant’s case this threat had materialised and brought about a severe deterioration of her eyesight after the delivery.

(a) The Center for Reproductive Rights

(b) The Polish Federation for Women and Family Planning and the Polish Helsinki Foundation for Human Rights

(c) The Forum of Polish Women

(d) The Association of Catholic Families

(a) The scope of the case

(b) Applicability of Article 8 of the Convention

(c) General principles

(d) Compliance with Article 8 of the Convention

According to the Polish Federation for Women and Family Planning, the fact that abortion was essentially a criminal offence deterred physicians from authorising an abortion, in particular in the absence of transparent and clearly defined procedures determining whether the legal conditions for a therapeutic abortion were met in an individual case.

The Court further notes that the legal prohibition on abortion, taken together with the risk of their incurring criminal responsibility under Article 156 § 1 of the Criminal Code, can well have a chilling effect on doctors when deciding whether the requirements of legal abortion are met in an individual case. The provisions regulating the availability of lawful abortion should be formulated in such a way as to alleviate this effect. Once the legislature decides to allow abortion, it must not structure its legal framework in a way which would limit real possibilities to obtain it.

Having regard to her condition, during her third pregnancy the applicant sought medical advice. The Court observes that a disagreement arose between her doctors as to how the pregnancy and delivery might affect her already fragile vision. The advice given by the two ophthalmologists was inconclusive as to the possible impact of the pregnancy on the applicant’s condition. The Court also notes that the GP issued a certificate stating that her pregnancy constituted a threat to her health, while a gynaecologist was of a contrary view.

The Court stresses that it is not its function to question the doctors’ clinical judgment as regards the seriousness of the applicant’s condition (see, mutatis mutandis, Glass, cited above, § 87). Nor would it be appropriate to speculate, on the basis of the medical information submitted to it, on whether their conclusions as to whether her pregnancy would or would not lead to a deterioration of her eyesight in the future were correct. It is sufficient to note that the applicant feared that the pregnancy and delivery might further endanger her eyesight. In the light of the medical advice she obtained during the pregnancy and, significantly, the applicant’s condition at that time, taken together with her medical history, the Court is of the view that her fears cannot be said to have been irrational.

The Court notes that the 1997 Ordinance provides for a relatively simple procedure for obtaining a lawful abortion based on medical considerations: two concurring opinions of specialists other than the doctor who would perform an abortion are sufficient. Such a procedure allows for taking relevant measures promptly and does not differ substantially from solutions adopted in certain other member States.

However, the Ordinance does not distinguish between situations in which there is full agreement between the pregnant woman and the doctors – where such a procedure is clearly practicable – and cases where disagreement arises between the pregnant woman and her doctors, or between the doctors themselves. The Ordinance does not provide for any particular procedural framework to address and resolve such controversies. It only obliges a woman to obtain a certificate from a specialist, without specifying any steps that she could take if her opinion and that of the specialist diverged.

Crucially, the examination of the circumstances of the case in the context of criminal investigations could not have prevented the damage to the applicant’s health from arising. The same applies to disciplinary proceedings before the organs of the Chamber of Physicians.

C. Alleged violation of Article 13 of the Convention

Article 13 reads as follows:

“Everyone whose rights and freedoms as set forth in [the] Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity.”

D. Alleged violation of Article 14 of the Convention taken in conjunction with Article 8

Article 14 of the Convention reads as follows:

“The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.”

(a) The applicant

The applicant was of the view that the investigation carried out by the authorities had been characterised by a number of important failings. Firstly, the first-instance prosecutor had not heard evidence from a crucial witness in the case, namely Dr R.D. Secondly, the prosecutor’s decision to discontinue the investigation had relied heavily on the report submitted by three experts from the Białystok Medical Academy. However, this report could not be viewed as reliable as it had been prepared on the basis of a short examination of the applicant by only one of the experts (an ophthalmologist). The other two experts had limited themselves to an examination of the applicant’s medical records. Thirdly, the applicant had effectively been precluded from exercising her procedural rights, such as submitting requests to obtain evidence in support of her complaint. This had been caused by the authorities’ failure to accommodate in any way the applicant’s disability which had prevented her from reading the case file of the investigation. Fourthly, the district prosecutor had not given any consideration to the certificate issued by the GP, Dr O.R.G., and had failed to consider the fact that the doctors had recommended sterilisation to the applicant before the second and third delivery.

The applicant submitted that the reasoning of the second‑instance prosecutor had failed to address essential arguments which she had raised in her appeal. The authorities had attached little weight to her particular vulnerability as a disabled person suffering from a very severe eyesight impairment bordering on blindness. She maintained that, as a result, she had not been involved in the investigation to a degree sufficient to provide her with the requisite protection of her interests.

(b) The Government

III. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT

(a) that the respondent State is to pay the applicant, within three months from the date on which the judgment becomes final in accordance with Article 44 § 2 of the Convention, the following amounts, to be converted into the national currency of the respondent State at the rate applicable at the date of settlement, plus any tax that may be chargeable:

(i) EUR 25,000 (twenty-five thousand euros) in respect of non‑pecuniary damage;

(ii) EUR 14,000 (fourteen thousand euros) in respect of costs and expenses, less EUR 2,442.91 (two thousand four hundred and forty-two euros and ninety-one cents) paid to the applicant by the Council of Europe in legal aid;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;

Done in English, and notified in writing on 20 March 2007, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.

Lawrence Early Nicolas Bratza

Registrar President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:

(a) separate opinion of Judge Bonello;

(b) dissenting opinion of Judge Borrego Borrego. N.B.

T.L.E.

SEPARATE OPINION OF JUDGE BONELLO

DISSENTING OPINION OF JUDGE BORREGO BORREGO

Some months after the delivery, the applicant’s eyesight suffered deterioration and she lodged a criminal complaint against the gynaecologist. After consideration of the statements of the three ophthalmologists who had examined the applicant during her pregnancy and a report by a panel of three medical experts, it was concluded that “there was no causal link between [the gynaecologist’s] actions and the deterioration of the applicant’s vision”.

Ireland is one of the most restrictive countries. As stated in Article 40 § 3 (3) of its Constitution, “the State acknowledges the right to life of the unborn ...”. Only in the case of a “real and substantial risk” to the mother’s life is there a possibility of a constitutional action, involving proceedings which are in principle non-confidential and of an unknown length, to obtain authorisation for a legal abortion.

Poland adopts an intermediate position: the Contracting Party’s legislation provides for a “relatively simple procedure for obtaining a lawful abortion based on medical considerations ... Such a procedure allows for taking relevant measures promptly and does not differ substantially from solutions adopted in certain other member States” (see paragraphs 34 and 121 of the judgment).

In the present case, the Court neglects the debate concerning abortion in Poland.

On the contrary, in the Polish case all the debate is focused on the State’s positive obligation of “effective respect” for private life in protecting the individual against arbitrary interference by the public authorities (see paragraphs 109 and 110 of the judgment). No reference is made to “the complex and sensitive balancing of equal rights to life ... of the mother and the unborn” mentioned in D. v. Ireland. In the present case, the balance is one of a very different nature: “the fair balance that has to be struck between the competing interests of the individual and of the community as a whole” (see paragraph 111).

Concerning the Irish woman, the Court’s decision states: “It is undoubtedly the case that the applicant was deeply distressed by, inter alia, the diagnosis and its consequences. However, such distress cannot, of itself, exempt an applicant from the obligation to exhaust domestic remedies” (see D. v. Ireland, cited above, § 101).

In the eighteenth week of pregnancy, with a real risk to her life and facing a non-confidential procedure of unknown length, the Irish woman was obliged to exhaust domestic remedies. She “sought advice, informally, from a friend who was a lawyer who had told her that if she wrote to the authorities to protest, the State might try and prevent her travelling abroad for a termination and ... she was not prepared to take this risk”. But, in her case, the Court did not consider “that informally consulting a friend amount[ed] to instructing a solicitor or barrister and obtaining a formal opinion” (ibid., § 102).

It is very interesting to compare this statement with the one in the Polish case, in which the applicant “feared that the pregnancy and delivery might further endanger her eyesight”. In this case the Court considers this fear “sufficient” and “is of the view that her fears cannot be said to have been irrational” (see paragraph 119 of the judgment).

I disagree: before the delivery, five experts (three ophthalmologists, one gynaecologist and one endocrinologist) did not think that the woman’s health would be threatened by the pregnancy and the delivery.

After the delivery, the three ophthalmologists and a panel of three medical experts (ophthalmologist, gynaecologist and forensic pathologist) concluded that “the applicant’s pregnancies and deliveries had not affected the deterioration of her eyesight” (see paragraph 21).

That being said, the Court “observes that a disagreement arose between her doctors” (see paragraph 119). Good. On the one hand, eight specialists unanimously declared that they had not found any threat or any link between the pregnancy and delivery and the deterioration of the applicant’s eyesight. On the other hand, a general practitioner issued a certificate as if she were an expert in three medical specialities: gynaecology, ophthalmology and psychiatry, and in a totum revolutum (muddled opinion), advised abortion (see paragraph 10).

I have difficulty understanding the reasons that led the Court to consider in the Irish case that the opinion of a lawyer – a friend of the applicant’s – was not “a formal opinion” and consequently should not be taken into account, whereas such status was granted to the opinion of a general practitioner in the present case.

I am afraid the answer is very simple: in paragraph 116 the Court “further notes that the legal prohibition on abortion, taken together with the risk of their incurring criminal responsibility under Article 156 § 1 of the Criminal Code, can well have a chilling effect on doctors when deciding whether the requirements of legal abortion are met in an individual case” (“legal prohibition on abortion”/“legal abortion”: no comment).

I find it very difficult to accept that such a discreditable assessment with regard to the medical profession in Poland comes not from one of the Parties, but from the Court.

The reasoning behind the Court’s conclusion that there has been a violation of the Convention is as follows.

Firstly, the Court attaches great relevance to the applicant’s fears, although these fears were not verified and, what is more, they turned out to be unfounded.

Secondly, the Court tries to compare the unanimous opinion of eight specialists to the isolated and muddled opinion of a general practitioner.

Thirdly, it discredits the Polish medical specialists.

And finally, the judgment goes too far as it contains indications to the Polish authorities concerning “the implementation of legislation specifying the conditions governing access to a lawful abortion” (see paragraph 123).

In conclusion, this judgment, despite the relevant Polish law, is focused on the applicant’s opinion: “It [the Ordinance of 22 January 1997] only obliges a woman to obtain a certificate from a specialist, without specifying any steps that she could take if her opinion and that of the specialist diverged” (see paragraph 121).

I consider that the Court’s decision in the instant case favours “abortion on demand”, as is clearly stated in paragraph 128: “Having regard to the circumstances of the case as a whole, it cannot therefore be said that ... the Polish State complied with the positive obligations to safeguard the applicant’s right to respect for her private life in the context of a controversy as to whether she was entitled to a therapeutic abortion.”

It is true that there was a controversy in this case. On the one hand, we have Polish law, the unanimous opinion of the medical experts, and the confirmed lack of a causal link between the delivery and the deterioration of the applicant’s eyesight. On the other hand, we have the applicant’s fears.

How did the Contracting Party solve this controversy? In accordance with domestic law. But the Court decided that this was not a proper solution, and that the State had not fulfilled its positive obligation to protect the applicant. Protection with regard to domestic law and medical opinion? According to the Court, the State should have protected the applicant, despite the relevant domestic law and medical opinions, because she was afraid. And the judgment, on the sole basis of the applicant’s fears, concludes that there has been a violation of the Convention.

I would never have thought that the Convention would go so far, and I find it frightening.

Text from our archive (European Court of Human Rights, HUDOC). © Council of Europe / European Court of Human Rights. Reuse permitted with attribution; the Court's translations into languages other than English and French are not authoritative.