CASE OF CUMPANA AND MAZARE v. ROMANIA

Application no. 33348/96 · Delivered 2003-06-10 · ECLI:CE:ECHR:2003:0610JUD003334896 · Languages: EN · EN · FR

Application no.
33348/96
Delivered
2003-06-10
Respondent State
ROU
Conclusion
No violation of Art. 10
Convention articles
10, 10-1, 10-2
Original
HUDOC ↗
PresidentJ.-P. CostaJudgeL. LoucaidesJudgeC. BîrsanJudgeK. JungwiertJudgeV. ButkevychJudgeW. ThomassenJudgeA. MularoniRegistrarS. Dollé
Summary
Preparing…

SECOND SECTION

CASE OF CUMPĂNĂ AND MAZĂRE v. ROMANIA

(Application no. 33348/96)

JUDGMENT

STRASBOURG

10 June 2003

THIS CASE WAS REFERRED TO THE GRAND CHAMBER

WHICH DELIVERED JUDGMENT IN THE CASE ON

17/12/2004

This judgment may be subject to editorial revision.

In the case of Cumpănă and Mazăre v. Romania,

The European Court of Human Rights (Second Section), sitting as a Chamber composed of:

Mr J.-P. Costa, President,

Mr L. Loucaides,

Mr C. Bîrsan,

Mr K. Jungwiert,

Mr V. Butkevych,

Mrs W. Thomassen,

Mrs A. Mularoni, judges,

and Mrs S. Dollé, Section Registrar,

Having deliberated in private on 10 September 2002 and on 13 May 2003,

Delivers the following judgment, which was adopted on the last‑mentioned date:

PROCEDURE

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

A. The circumstances of the case

“In a decision (no. 33) of 30 June 1992 Constanţa City Council awarded a commercial company, S.C. C.B.N. SRL, a contract for impounding illegally parked vehicles or trailers... It was the task of the city council’s specialist departments to lay down the practical arrangements for implementing the decision. That did not happen. Six months after adopting decision no. 33, the city council, knowingly breaching Law no. 69/1991, illegally concluded a partnership contract ... with S.C. Vinalex SRL, a completely different company from the one initially given the contract. It is worth noting, however, that the relevant contract was signed by the deputy mayor, D.M., on behalf of the mayor, ..., and by a certain Moga on behalf of the legal expert M.T.

By what miracle did S.C. Vinalex enter into a partnership with the city council when, in decision no. 33 of 30 June 1992, the council had awarded C.B.N. SRL a straightforward contract to provide services? Significantly, there is no evidence that C.B.N. agreed to abandon the task of towing away illegally parked vehicles! ... The crook D.M. (the former deputy mayor, now a lawyer) authorised Vinalex’s irresponsible employees to record any parking offences – in other words, to ridicule citizens and their property. What form did the fraud take? Sections 89 and 29 of Law no. 69/91 provide that no partnership contract with a commercial company may be signed without a prior decision by the local council, adopted by a two-thirds majority of the total number of councillors. Before a contract is signed, it must be referred to all the local council’s specialist departments for their opinion. ... The contract with Vinalex was negotiated and signed illegally, as the signatories based it on the decision [of 30 June 1992], which, as has already been shown, referred to a different company without envisaging any other partnership.

Given that the city council had already signed four other contracts before that one, the signatories cannot claim ignorance of the law, but only an intentional breach of it! And because any intentional breach of the law pursues an end in itself – generally that of securing material advantages – it is clear that in this case the former deputy mayor, a lawyer by profession, received backhanders from the partner company and either bribed his subordinates, including R.M., or forced them to break the law.

The Constanţa Audit Court has detected this blatant fraud, which generated huge profits for the briber (S.C. Vinalex)... The offending company [S.C. Vinalex] has never shown that it has adequate facilities for impounding illegally parked vehicles. This has caused large numbers of privately owned vehicles to be damaged and has implicitly given rise to thousands of complaints to that effect.

Furthermore, the alleged partnership contract was valid for one year, until 16 December 1993. From that date [S.C. Vinalex] has no longer had any right to interfere with citizens’ private property! It has nevertheless carried on towing vehicles away and illegally collecting money... It is incomprehensible how the police could have provided it with assistance for the past four months.

Let us briefly consider the conduct of the council’s former legal expert, R.M., who is now a judge. Either she was ignorant of our country’s legislation when she signed the partnership contract, in which case it is hard to understand how she can subsequently have been appointed as a judge (administering justice on the basis of laws she does not know), or she accepted bribes and may continue to do so in future! It is not surprising that the same judge should be under investigation by the Audit Court for a further unlawful act, again committed while she was at the city council (as we reported at the relevant time). It seems laughable that the court’s president did not take any action against her on the ground that the sum involved was not ... high enough.

Apparently becoming aware of the danger that the matter might be uncovered, the city council’s coordination department ... notified S.C. Vinalex in writing of the possibility of the contract being terminated for the following reason: ... ‘You have not supplied any documents showing that you have purchased the platform-type equipment necessary for carrying out the activity properly’ (as stipulated in clause 3 of the contract). ... In the same letter the city council informed S.C. Vinalex: ‘As you have not proved that you have the appropriate equipment, we would assess your contribution to the partnership at up to the sum of your company’s capital, that is 110,000 lei. Your share in the partnership’s net income will have to be recalculated in relation to the parties’ contributions.’ Facts are facts, and the documents in our possession ‘speak’ for themselves of the illegal Vinalex scam.”

“Hey, Revi [R.M.], you’ve done a good job there! When I was deputy mayor we made quite a bit, enough to go to America...”
“Dănuţule [D.M.], if you become a lawyer, I’ll become a judge and we’ll have enough to travel round the world...”

(a) The courts’ legal classification of the facts had been incorrect. He pointed out in that connection that in the cartoon the applicants had simply highlighted their allegations of corruption on the part of the city council officials. He accordingly submitted that the facts in issue did not constitute the actus reus of insult as defined in Article 205 of the Criminal Code.

(b) The amount which the applicants had been ordered to pay in damages had been extremely high and had not been objectively justified.

(c) The requirements of Article 115 § 1 of the Criminal Code, by which the courts could prohibit persons who had committed an offence from practising a particular profession on account of incompetence, lack of training or any other ground making them unfit to practise the profession, were not satisfied in the applicants’ case. He pointed out in that connection that there was no unequivocal proof that the applicants were incompetent or would pose a potential danger by continuing to work as journalists.

(a) considered that in publishing the impugned article in T., the applicants had made an allegation about the injured party which, if true, would have rendered her criminally liable, and that the offence of defamation as defined in Article 206 of the Criminal Code had therefore been made out;

(b) held that the cartoon accompanying the article, in which the injured party was depicted in the company of a man carrying a bag of money, had been such as to disparage the complainant’s honour and reputation and had therefore constituted the actus reus of insult as defined in Article 205 of the Criminal Code, and accordingly concluded that the lower courts had been correct in their classification of the acts carried out by the applicants;

(c) considered that the high amount which the applicants had been ordered to pay in damages had been justified by the fact that their article had been published in a mass-circulation newspaper, thereby seriously offending the honour and dignity of the injured party; and

(d) held, lastly, that it was not possible to review the alleged unlawfulness of the temporary prohibition on practising the profession of journalist in the context of an application to have a decision quashed.

It appears from the copy submitted to the Court of the first applicant’s employment record (cartea de muncă) that, following the Călăraşi County Court’s decision of 2 November 1995:

(a) he continued to work for T. as editor of the “Events” section until 1 February 1996, when he was transferred for administrative reasons to the C. company, occupying the same position and receiving the same salary as before;

(b) he left that post on 14 April 1997 on account of staff cutbacks by his employer, a ground for dismissal provided for in Article 130 (a) of the Labour Code as in force at the material time; and

(c) he was not gainfully employed until 7 February 2000, when he was recruited on a permanent contract by the A. company as deputy editor.

II. RELEVANT DOMESTIC LAW

A. Relevant provisions of the Criminal Code

Article 205 – Insult

“Anyone who disparages the reputation or honour of another through words, gestures or any other means ... shall be liable to imprisonment for between one month and two years or to a fine.”

Article 206 – Defamation

“Anyone who makes any statement or allegation in public concerning a particular person which, if true, would render that person liable to a criminal, administrative or disciplinary penalty or expose them to public opprobrium, shall be liable to imprisonment for between three months and three years or to a fine.”

Article 115 – Prohibition on performing a duty or practising a profession

“Anyone who has committed an [unlawful] act through incompetence, lack of training or for any other reasons rendering him or her unfit to perform certain duties or to practise a certain profession or occupation may be prohibited from performing those duties or practising that profession or occupation. Such a measure may be revoked on request after one year if the grounds on which it was imposed are no longer valid.”

Article 120 – Effects of a pardon

“A pardon shall have no effect on security measures and educational measures.”

B. Relevant provisions of the Code of Criminal Procedure

Article 409

“The Procurator-General may, of his own motion or on an application by the Minister of Justice, apply to the Supreme Court of Justice for any final decision to be quashed.”

Article 410

“An application to have a final conviction ... quashed may be made in the following cases:

I. ...

Article 412

“Before applying to have a decision quashed, the Procurator-General may order a stay of its execution.”

THE LAW

I. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION

“1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. ...

A. The parties’ submissions

B. The Court’s assessment

FOR THESE REASONS, THE COURT

Holds by five votes to two that there has been no violation of Article 10 of the Convention.

Done in French, and notified in writing on 10 June 2003, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.

S. Dollé J.-P. Costa

Registrar President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the joint dissenting opinion of Mr Costa and Mrs Thomassen is annexed to this judgment.

J.-P.C.

S.D.

JOINT DISSENTING OPINION OF JUDGES COSTA AND THOMASSEN

(Translation)

We regret that we must dissent from our colleagues’ conclusion that there has been no violation of Article 10 of the Convention in respect of the applicants. The reasons for our divergence are explained below.

The facts of the case, as set out in the judgment, may be summarised as follows. Two journalists published an article in a newspaper, of which one of them was the editor, levelling accusations of “fraud” against the former deputy mayor of the city of Constanţa and a woman who had since become a judge but who at the time – and this is important – had been working as a legal expert for the city council. The authors of the article alleged that these two people had, on the city council’s behalf, signed a contract with a company for the service of impounding illegally parked vehicles; the contract had been signed without any legal basis and had disregarded a decision by the city council. Those dealings had been discovered by the city’s Audit Court, and this had apparently caused the city council to find pretexts for terminating the contract. Furthermore, according to the article, the woman (R.M.) had possibly received bribes but no action had been taken against her because of the small amounts involved.

The article, published in April 1994, was accompanied by documents intended to prove its accuracy and by a cartoon in which the two protagonists were depicted arm in arm, carrying a bag marked with the contracting company’s name and full of banknotes. The dialogue between them hinted at their alleged connivance and corruption.

R.M. instituted criminal proceedings against the two journalists, who were convicted of insult and defamation, sentenced to seven months’ imprisonment and prohibited from working as journalists for one year. They were also ordered to pay the judge a substantial amount in damages, the award being upheld on appeal. It is interesting to note that the Procurator-General, in an unusual move, applied to the Supreme Court to have those judgments quashed on the ground that, among other things, he did not consider the offence of insult to have been made out; his application was, however, dismissed. The Procurator-General also granted the convicted journalists a stay of execution, with the result that they did not go to prison. Lastly, a presidential pardon was granted in respect of the sentence.

We can accept, like the majority, that the applicants overstepped the limits of the rights afforded to journalists in that they made these accusations without proving that they were true.

As is often the case, the real issue is whether the civil and criminal penalties were “necessary in a democratic society” and hence proportionate to the legitimate aims pursued. Our colleagues in the majority consider that the aims pursued were the protection of the rights of others, which is beyond doubt, and the protection of the authority of the judiciary, which is much more questionable. Admittedly, since the conclusion of the contract in issue, the city council’s legal expert had become a judge, but what matters to us is her profession at the time of the events criticised in the article.

As regards proportionality, we would like to make the following points. Firstly, the case concerns freedom of the press, which, according to our Court’s settled case-law, plays a “public watchdog” role in a democracy. Secondly, there was an indisputable public interest in ascertaining whether a contract to perform a local public service had been concluded lawfully and whether there had been any corruption involved. Such an interest is a factor carrying significant weight (see, for example, Thorgeir Thorgeirson v. Iceland, judgment of 25 June 1992, Series A no. 239, p. 28, § 68). Thirdly, there are clearly no grounds here for applying the well-known case-law (Lingens, Oberschlick, Jerusalem, etc.) to the effect that politicians, such as the former deputy mayor, enjoy less protection than private individuals, because the criminal complaint against the applicants was lodged by R.M. alone; however, the article in issue also, and perhaps above all, criticised the conduct of this local politician (who had the same interest as R.M. in securing the journalists’ conviction), and the context in which the whole episode took place was very much a political one, which further heightens the public interest in a debate concerning the circumstances in which the contract was signed. Fourthly, disparaging though it was, the cartoon – on which the domestic courts placed considerable importance – took the form of a caricature, which, etymologically speaking, is a loaded or distorted image. Satirical newspapers, which make extensive use of them, should not be discouraged. Lastly, and perhaps most importantly, “the nature and severity of the penalties imposed are also factors to be taken into account when assessing the proportionality of the interference” (see, for example, Sürek v. Turkey (no. 1) [GC], no. 26682/95, § 64, ECHR 1999-IV, or Perna v. Italy [GC], no. 48898/99, § 39, ECHR 2003-V). Here we do not agree with the majority, who attach weight to the pardon granted to the convicted journalists. A pardon is a discretionary favour dependent on a prerogative order. It dispenses offenders from having to serve the sentence imposed on them, but does not erase their conviction. Sentencing the applicants to imprisonment was in itself excessive. Moreover, for more than a year the sentence was very real, had even been upheld by the Supreme Court and hung over the applicants’ heads like the sword of Damocles. The other professional and pecuniary sanctions were likewise disproportionately heavy. Although one may conclude, as the majority did, that the prohibition on the applicants’ working as journalists had no real consequences, that penalty, which has serious implications in terms of freedom of the press, was not remitted.

We are quite aware that, as in libel cases, there is a fine balance to be struck. Reputation and honour are also protected by the Convention, in Article 8 and Article 10 § 2. We too are sensitive to that. And in the instant case, the article and cartoon accused the two persons in question of dishonesty and suggested that they had had (extramarital) relations with each other, an insinuation that may have had repercussions on their family life. Overall, however, the balance was tipped slightly too far; in our opinion, there was no “pressing social need” justifying the lengths to which the Romanian courts went.

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