CASE OF SCHWABE v. AUSTRIA

Application no. 13704/88 · Delivered 1992-08-28 · ECLI:CE:ECHR:1992:0828JUD001370488 · Languages: EN · EN · FR

Application no.
13704/88
Delivered
1992-08-28
Respondent State
AUT
Conclusion
Violation of Art. 10;Pecuniary damage - financial award;Non-pecuniary damage - finding of violation sufficient;Costs and expenses award - domestic proceedings;Costs and expenses award - Convention proceedings
Convention articles
10, 10-1, 10-2, 41
Original
HUDOC ↗
PresidentR. RyssdalJudgeJ. CremonaJudgeThór VilhjálmssonJudgeF. GölcüklüJudgeF. MatscherJudgeJ. De MeyerJudgeS.K. MartensJudgeR. PekkanenJudgeJ.M. MorenillaRegistrarM.-A. EissenRegistrarH. Petzold
Summary
Preparing…

COURT (CHAMBER)

CASE OF SCHWABE v. AUSTRIA

(Application no. 13704/88)

JUDGMENT

STRASBOURG

28 August 1992

In the case of Schwabe v. Austria[],

The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention")[] and the relevant provisions of the Rules of Court, as a Chamber composed of the following judges:

Mr R. Ryssdal, President,

Mr J. Cremona,

Mr Thór Vilhjálmsson,

Mr F. Gölcüklü,

Mr F. Matscher,

Mr J. De Meyer,

Mr S.K. Martens,

Mr R. Pekkanen,

Mr J.M. Morenilla,

and also of Mr M.-A. Eissen, Registrar, and Mr H. Petzold, Deputy Registrar,

Having deliberated in private on 28 February and 24 June 1992,

Delivers the following judgment, which was adopted on the last-mentioned date:

PROCEDURE

The Commission’s request referred to Articles 44 and 48 (art. 44, art. 48) and to the declaration whereby Austria recognised the compulsory jurisdiction of the Court (Article 46) (art. 46). The object of the request was to obtain a decision as to whether the facts of the case disclosed a breach by the respondent State of its obligations under Article 10 (art. 10) of the Convention.

There appeared before the Court:

Mr H. Türk, Ambassador,

Legal Adviser, Ministry of foreign Affairs, Agent,

Mr S. Rosenmayr, Federal Chancellery,

Mr S. Benner, Federal Ministry of Justice, Advisers;

Mr M.P. Pellonpää, Delegate;

Mr W. Brunner, Rechtsanwalt, Counsel.

The Court heard their addresses, as well as their replies to its questions.

AS TO THE FACTS

I. THE PARTICULAR CIRCUMSTANCES OF THE CASE

A. The applicant’s press release and its background

On 13 August 1985 the Carinthian newspaper Kleine Zeitung published an article headed "If Tomaschitz doesn’t think it over, we will". That article quoted from an interview with the Head of the Provincial Government, Mr Wagner, who was the Chairman of the Carinthia branch of the Austrian Socialist Party (Sozialistische Partei Österreichs - SPÖ), about the question whether the Mayor should resign or not. Mr Wagner stated that, although an accident of the kind in question could happen to anybody, it was not acceptable that a person who had acted in such a way should remain in public office. He continued: "I do not intend to take part in a witch hunt, but after a period of reflection Tomaschitz ought to realise that he must resign". According to Mr Wagner, however, that was primarily a matter for the ÖVP. He nevertheless concluded by saying that if Mr Tomaschitz would not think it over, the Regional Supervisory Authority (Gemeindeaufsicht des Landes) would.

"Councillor Karl Schwabe, Chairman of the Young ÖVP for the Wolfsberg District, stated in a broadcast that, after being convicted for leaving the scene of an accident without reporting it, Josef Tomaschitz, the Mayor of Maria Rain and a member of the ÖVP, would unquestionably have to resign.

However, he added that Mr Wagner, the Head of the Carinthian Government, did not have the slightest moral right to attack Mayor Tomaschitz for his refusal to resign. Mr Wagner had known for years that his Deputy, Erwin Frühbauer, had caused an accident on 10 July 1966 at Scheifling (Styria) while under the influence of alcohol (im alkoholisierten Zustand). The accident had left two children fatherless. One could not help feeling that the Head of the Carinthian Government applied stricter standards to a ‘small mayor of a village’, who was a member of another political party, than to his ‘party friend’ and Deputy, Frühbauer. Schwabe concluded that Wagner’s credibility would be enhanced if he were to provide, within the SPÖ, for the political morals which he requires of others."

"...

Erwin Frühbauer was found to have a blood alcohol content of 0.8 per mille. That was the limit.

Less than a year later, on 31 May 1967, Frühbauer, whose immunity as a Member of Parliament had been lifted, was sentenced by the Leoben Regional Court to a prison term of six months, suspended for three years, for negligent homicide.

There was no conviction for intoxication (Alkoholisierung). Jurists are still guessing at the reasons because, according to Article 5 para. 1 of the 1960 Road Traffic Code, impairment by intoxication is presumed ‘at 0.8 per mille or more’.

Be that as it may. I do not want (and the criminal law does not allow me) to reproach Frühbauer with his conviction at that time. After all, no one is immune from being similarly involved in a traffic accident.

My accusation is a political one. When Frühbauer was appointed Transport Minister by Kreisky in 1970, he kept quiet about his conviction, or at least about the fact that at that time he still had a criminal record (noch vorbestraft war).

In fact on 31 May 1967, the date of the judgment, the three-year period of suspension of his sentence began to run. Six weeks before the end of that period, on 21 April 1970, Mr Frühbauer was appointed Transport Minister but he continued to have a criminal record for a long time afterwards, because of the period which was then applicable with regard to the cancellation of such records. He was thus, to my knowledge, the only Minister of the Second Republic to have a criminal record ..."

The applicant had verified the contents of the Profil article in a telephone conversation with its author. Furthermore, he had taken into account the judgment of 31 May 1967 of the Leoben Regional Court (Kreisgericht). In determining sentence, that court had regarded as an aggravating circumstance the fact that the accused had been driving after consuming alcohol in an amount that brought him close to the level at which a driver was presumed to be intoxicated (Alkoholisierung, 0.8 per mille).

B. Criminal proceedings against Mr Schwabe

After reciting the relevant facts, the Regional Court concluded that, contrary to Article 113, Mr Schwabe had reproached Mr Frühbauer with a conviction, relating to a traffic accident, that dated back about twenty years. Furthermore, his statement that the complainant was under the influence of alcohol and his comparison of the accident in question with Mr Tomaschitz’s, in addition to his criticism of the complainant for lacking political morals, amounted to defamation.

Mr Schwabe had not been obliged under Article 114 para. 2 of the Criminal Code (see paragraph 18 below) to make the impugned statement. The fact that a political party felt embarrassed about a car accident of one of its officials was not an excuse for "digging out" a very old accident of an official of the opposite party. Moreover, the applicant had not been under a duty to reply to a political opponent, since Mr Wagner’s criticisms were addressed to Mayor Tomaschitz and not to him. In particular, Mr Schwabe, the Chairman of a small district organisation, did not need to react by defaming a third person.

Neither could Mr Schwabe maintain that he had intended to refer to a blood alcohol content lower than 0.8 per mille. The aim of his press release had been to put both accidents in moral terms on an equal footing, which would entail the same consequence, namely the resignation of the two officials concerned. That, together with the title of the article, "Different standards?", could have led the reader to believe that the complainant’s blood alcohol content had also attained the forbidden level at the time of his accident.

The defendant also could not claim that his press release had been directed not against Mr Frühbauer, but against Mr Wagner. It was true that the criticism relating to a lack of political morals had been primarily aimed not at the latter, who was responsible in principle for the political morals of the SPÖ, but at the former, who had not resigned after his accident. However, that particular allegation could not in itself constitute defamation, since a politician had to be tolerant in this respect; what was decisive in the present case was the comparison of the two accidents from a moral point of view.

In respect of this defamation too, the applicant could not rely on Article 114 para. 2 of the Criminal Code, because, as he had or should have been aware, the impugned statement had been incorrect. Furthermore, in the present case proof of good faith (Article 111 para. 3; see paragraph 18 below) was not relevant, since the offence had taken place through a publication; neither was proof of proper journalistic care (section 29 of the Media Act, Mediengesetz; see paragraph 21 below), since the defendant was not a journalist. As to proof of truth, the Regional Court considered evidence given by a witness of Mr Frühbauer’s accident in 1966, as well as the expert opinions submitted in the relevant criminal proceedings in 1967, and concluded that Mr Schwabe had failed to prove the truth of his allegations.

The court observed that the applicant’s statement had clearly amounted to a reproach concerning a criminal conviction for which the sentence had already been served, within the meaning of Article 113 of the Criminal Code. In its view, he had not been compelled to reply to Mr Wagner. Neither had he been given any mandate to reply in the name of the ÖVP, nor had he himself been addressed directly as Chairman of the Young ÖVP or as a member of the party’s executive committee. Someone who by his conduct has given good reason for criticising him must accept attacks on his honour to a greater extent than someone who has not. Furthermore, Mr Frühbauer himself had made no statement which called for reaction on the part of Mr Schwabe.

The court also upheld the Regional Court’s judgment in all other respects.

Mr Schwabe was informed on 27 October 1987 that the Attorney- General did not intend to take any action.

II. RELEVANT DOMESTIC LAW

A. The relevant provisions of the Criminal Code

"1. Anyone who in such a way that it may be perceived by a third person accuses another of possessing a contemptible character or attitude or of behaviour contrary to honour or morality and of such a nature as to make him contemptible or otherwise lower him in public esteem shall be liable to imprisonment not exceeding six months or a fine ...

Under Article 112, "evidence of the truth and of good faith shall not be admissible unless the person making the statement pleads the correctness of the statement or his good faith ...".

Under Article 114 para. 1 "conduct of the kind mentioned in Article 111 ... is justified if it constitutes the fulfilment of a legal duty or the exercise of a right". Under paragraph 2 of the same provision "a person who is forced for special reasons to make an allegation within the meaning of Article 111 ... in the particular form and manner in which it was made, is not to be punished, unless that allegation is untrue and the offender could have been aware thereof if he had acted with the necessary care".

"Anyone who in such a way that it may be perceived by a third person reproaches another with having committed a criminal offence in respect of which the sentence has already been served, or has been waived or reduced (even if only conditionally) or in respect of which the sentence has been provisionally deferred shall be liable to imprisonment not exceeding three months or a fine ..."

B. The relevant provisions of the Media Act

The person defamed may request the forfeiture of the publication by which a media offence has been committed (section 33), as well as the publication of the judgment in so far as this appears necessary for the information of the public (section 34).

"1. A media owner (publisher) or media employee shall not be punishable for an offence relating to material appearing in the media, in respect of which proof of truth is admissible, not only if proof of truth has been brought but also if there was a predominant public interest in publication and even with proper journalistic care being applied he had sufficient grounds for considering the statement to be true. However, in respect of such an offence relating to a person’s private life, a media owner (publisher) or media employee shall not be punishable only if the statement is true and directly connected with public affairs.

PROCEEDINGS BEFORE THE COMMISSION

On 11 October 1989 the Commission declared the application (no. 13704/88) admissible. In its report of 8 January 1991 (Article 31) (art. 31), it expressed the opinion that there had been a violation of Article 10 (art. 10) (ten votes to six). The full text of its opinion and of the dissenting opinion contained in the report is reproduced as an annex to this judgment[].

FINAL SUBMISSIONS MADE TO THE COURT

For his part, the applicant asked the Court to find that "Article 10 (art. 10) of the Convention has been violated, and that the Austrian Republic should therefore pay [the applicant] just satisfaction of 225,644.62 schillings".

AS TO THE LAW

I. ALLEGED VIOLATION OF ARTICLE 10 (art. 10)

"1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. This Article shall not prevent States from requiring the licensing of broadcasting, television or cinema enterprises.

This allegation was contested by the Government, but was accepted by the Commission.

Nor was it contested that the interference was "prescribed by law", namely Articles 111 and 113 of the Criminal Code (see paragraphs 18 and 19 above), and had a legitimate aim, namely the protection of "the reputation or rights of others", within the meaning of Article 10 para. 2 (art. 10-2).

Argument before the Court centred on the question whether the interference could be regarded as "necessary in a democratic society".

Where what is at stake is the limits of acceptable criticism in the context of public debate on a political question of general interest, the Court, in the exercise of its supervisory function, has to satisfy itself that the national authorities did apply standards which were in conformity with those principles and, moreover, that in doing so they based themselves on an acceptable assessment of the relevant facts (see the above-mentioned Oberschlick judgment, Series A no. 204, p. 26, para. 60).

For this purpose the Court will consider the impugned judicial decisions in the light of the case as a whole, including the applicant’s publication and the context in which it was written.

It is apparent from the release, when read as a whole, that the applicant’s main concern was to show that Mr Wagner applied different and stricter standards of political morality to a "small mayor of a village", belonging to another political party, than to his "party friend" and deputy (see paragraph 9 above). The applicant’s press release did not try to compare the two traffic accidents from a legal point of view. It only sought to make a statement concerning political morality. The reference to the 1966 accident was incidental to this main issue, which was a matter of public interest.

Even if at the outset, as the Government maintained, neither the applicant nor Mr Frühbauer was directly involved in the political discussion, which concerned primarily the Mayor and the Head of the Provincial Government, the question subsequently became, following the latter’s intervention, a matter of general debate on political morals between the two rival parties (ÖVP and SPÖ; see paragraph 8 above).

The Court does not, however, consider it established that the applicant’s statement about Mr Frühbauer’s alcohol consumption was misleading. It moreover points out that the two accidents were not the subject of direct comparison but were mentioned only in relation to the different attitude of Mr Wagner towards them. It is significant that the applicant described both accidents in completely different terms (see paragraph 9 above). He nevertheless concluded that they had enough features in common to warrant the resignation of both the politicians concerned.

The impugned comparison thus essentially amounted to a value-judgment, for which no proof of truth is possible (see, inter alia, the above-mentioned Oberschlick judgment, Series A no. 204, p. 27, para. 63). The Court notes in this connection that the facts on which the applicant based his value-judgment were substantially correct and his good faith does not give rise to serious doubts. He cannot be considered to have exceeded the limits of freedom of expression.

There has, accordingly, been a violation of Article 10 (art. 10) of the Convention.

II. APPLICATION OF ARTICLE 50 (art. 50)

"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the ... Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."

A. Pecuniary damage

On the other hand, the amount of 10,000 schillings awarded to Mr Frühbauer was to be paid by the owners of the Neue Volkszeitung (see paragraph 12 above), and the applicant has not shown why he is entitled to compensation under this head.

B. Non-pecuniary damage

The Court considers, however, like the Delegate of the Commission, that in the circumstances of the case the finding of a violation contained in this judgment constitutes sufficient just satisfaction for any prejudice of this kind.

C. Costs and expenses

In the Court’s view, however, the amount claimed appears reasonable and must therefore be awarded in full.

The Government did not object to this claim.

The Court finds the sums sought to be reasonable and, accordingly, allows them in their entirety.

FOR THESE REASONS, THE COURT

Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 28 August 1992.

Rolv RYSSDAL

President

Marc-André EISSEN

Registrar

In accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 53 para. 2 of the Rules of Court, the following separate opinions are annexed to this judgment:

(a) dissenting opinion of Mr Thór Vilhjálmsson;

(b) dissenting opinion of Mr Matscher;

(c) concurring opinion of Mr Martens. R.R.

M.-A.E.

DISSENTING OPINION OF JUDGE THÓR VILHJÁLMSSON

It does not seem to be disputed that the only issue in this case is whether or not the interference complained of by the applicant was "necessary in a democratic society".

The facts of the case may be summarised as follows.

In a public interview in August 1985, Mr Wagner, the Head of the Carinthian Regional Government, expressed the opinion that Mr Tomaschitz, the Mayor of a town in the region, ought to resign from office. The reason he gave was that Mr Tomaschitz had recently been convicted for negligently causing bodily harm when driving under the influence of alcohol and for abandoning the victim.

The applicant, a politician and a member of the opposition in the region, issued a press statement in which he said that he agreed with Mr Wagner as to the resignation. However, he added that Mr Wagner "did not have the slightest moral right" to attack Mr Tomaschitz as he had known for years that in July 1966 his own deputy, Mr Frühbauer, had, after consuming alcohol, caused an accident which "had left two children fatherless".

The disagreement was not about whether Mr Tomaschitz should resign. The main point was the applicant’s criticism of Mr Wagner’s political morals. The persons involved were surely entitled to express their opinions, based on value-judgments, on both points. That is not in issue in the present case. The question is rather whether Mr Frühbauer had, under the rules on freedom of expression contained in our Convention, to tolerate being drawn into this debate in the manner described. Whilst I do not wish to minimise the problem at hand, I have to agree with Judge Matscher that it is a trivial one. The facts of the case show that what was involved was a political skirmish which did not call for the special legal protection that might be appropriate for political debate on another level.

In my opinion, it is necessary in a democratic society to protect the reputation of others, as stated in Article 10 para. 2 (art. 10-2). This rule can be further elaborated on the basis of Article 8 (art. 8). I find two features of this case to be relevant in this respect.

Firstly, in order to criticise Mr Wagner the applicant made use, in 1985, of an article which had recently appeared in an Austrian magazine and which related to a conditional sentence imposed in 1966. I am not in agreement with the majority of the Court when it states, in paragraph 32 of the judgment, that "a politician’s previous criminal convictions of the kind at issue here ... may be relevant factors in assessing his fitness to exercise political functions". Without claiming expertise in criminology, it seems clear to me that twenty-year-old conditional sentences, even for acts such as those involved here, do not evidence the moral character of the persons concerned.

Secondly, I agree with the view of the Austrian courts as to the nature of the allegations contained in the press release issued by the applicant.

These two points are, in my opinion, of such a nature that the Austrian courts could convict the applicant without infringing the Convention. I therefore find no violation in this case.

DISSENTING OPINION OF JUDGE MATSCHER

(Translation)

I begin by noting that this case is a trivial one which does not deserve a lengthy statement of my views on the scope of Article 10 (art. 10), views which differ in this case from those of the majority of the Court, who found that there had been a violation of that provision.

In the context of a political quarrel at a local (or regional) level between Mr Schwabe, the Chairman of a district section of the Young Austrian People’s Party (Junge ÖVP) and Mr Wagner, the Head of the Provincial Government (Landeshauptmann) and Chairman of the Socialist Party (SPÖ) in Carinthia, the former resurrected a case which was almost twenty years old and concerned Mr Frühbauer, who was Mr Wagner’s deputy and a political friend, but in no way directly involved in the quarrel. Mr Frühbauer considered that he had been defamed and brought proceedings against Mr Schwabe. He accused him of having committed defamation (Article 111 of the Criminal Code) by stating the facts incorrectly and giving the public a manifestly erroneous opinion on them; he also accused him of having infringed Article 113 of the Criminal Code, which imposes criminal liability on anyone who accuses another person of having committed an offence in respect of which the sentence has been served (and the conviction long since spent). As a consequence, the relevant court convicted Mr Schwabe and imposed a small fine.

While I recognise the importance of freedom of expression and of the press, in particular in political debate, I consider that this freedom also has limits and carries with it responsibilities expressly referred to in Article 10 para. 2 (art. 10-2) of the Convention (an aspect of the question which appears not to have been accorded great weight in the Court’s reasoning). In my opinion, these limits are exceeded if someone, even in the course of political debate, quite unnecessarily and stating the facts incorrectly, defames a politician who is not in fact personally involved in that debate, and thus damages his reputation, the offence being all the more serious where the defamation is committed by means of the media.

As the minority of the Commission rightly observed in their separate opinion, "it must be acknowledged that what is involved in the present case is something very different from a major political debate, which would have justified unfettered freedom of thought".

The majority of the Court considered that the interference with the applicant’s freedom of expression was not "necessary": for my part, I consider that what he did - and in particular the way in which he did it - was not necessary either.

CONCURRING OPINION OF JUDGE MARTENS

Nor do I deny that the secondary value-judgment could have been formulated more carefully so as to avoid the possibility that a reader might think that Mr Frühbauer too had been convicted for drunken driving. But, firstly, in the context of the press release, the opinion expressed about Mr Frühbauer really was secondary and, secondly, there is an essential difference between lack of care and intention to defame. Courts which too readily - that is, on the mere strength of their interpretation of the wording of a statement - assume such a criminal intention tend to stifle political debate and thereby violate Article 10 (art. 10).

These assessments show that the Austrian courts completely failed to appreciate (a) that the statement in question was, objectively speaking, open to another interpretation; and (b) that, in such a case, the right to respect for freedom of opinion has the consequence that a criminal conviction is justified only when there are compelling grounds - which should not be derived solely from the wording of the impugned statement - for choosing the interpretation that implies criminal intent. Such grounds were lacking here.

[] The case is numbered 46/1991/298/369. The first number is the case's position on the list of cases referred to the Court in the relevant year (second number). The last two numbers indicate the case's position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission.

[] As amended by Article 11 of Protocol No. 8 (P8-11), which came into force on 1 January 1990.

[] Note by the Registrar: For practical reasons this annex will appear only in the printed version of the judgment (volume A242-B of Series A of the Publications of the Court), but a copy of the Commission's report is obtainable from the registry.

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