CASE OF ECKLE v. GERMANY (ARTICLE 50)

Application no. 8130/78 · Delivered 1983-06-21 · ECLI:CE:ECHR:1983:0621JUD000813078 · Languages: EN · EN · FR · SL

Application no.
8130/78
Delivered
1983-06-21
Respondent State
DEU
Conclusion
Pecuniary damage - claim dismissed;Non-pecuniary damage - finding of violation sufficient;Costs and expenses award - domestic proceedings;Costs and expenses award - Convention proceedings
Convention articles
41
Original
HUDOC ↗
PresidentR. RyssdalJudgeThór VilhjálmssonJudgeW. Ganshof van der MeerschJudgeL. LieschJudgeJ. Pinheiro FarinhaJudgeL.-E. PettitiRegistrarR. BernhardtRegistrarH. Petzold
Summary
Preparing…

COURT (CHAMBER)

CASE OF ECKLE v. GERMANY (ARTICLE 50)

(Application no. 8130/78)

JUDGMENT

STRASBOURG

21 June 1983

In the Eckle case,

The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of the Rules of Court[], as a Chamber composed of the following judges:

Mr. R. Ryssdal, President,

Mr. Thór Vilhjálmsson,

Mr. W. Ganshof van der Meersch,

Mr. L. Liesch,

Mr. J. Pinheiro Farinha,

Mr. L.-E. Pettiti,

Mr. R. Bernhardt,

and also Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy Registrar,

Having deliberated in private on 22 March and on 25 and 26 May 1983,

Delivers the following judgment, which was adopted on the last- mentioned date, on the application in the present case of Article 50 (art. 50) of the Convention:

PROCEDURE AND FACTS

The only outstanding matter to be settled is the question of the application of Article 50 (art. 50) in the present case. Accordingly, as regards the facts the Court will confine itself here to giving the pertinent details; for further particulars, reference should be made to paragraphs 9 to 60 of the above-mentioned judgment (ibid., pp. 8-28).

In its judgment of 15 July 1982, the Court reserved the whole of this question. The Commission was invited to submit to the Court, within the coming two months, its written observations and, in particular, to notify the Court of any friendly settlement at which the Government and the applicants might have arrived (see point 3 of the operative provisions and paragraph 96 of the reasons, ibid., p. 40).

These documents revealed that no friendly settlement had been reached.

CLAIMS MADE BY THE APPLICANTS

(a) Mr. Eckle In his observations of October 1982, the applicant asked the Commission to request the Court to defer judgment until the Federal Court of Justice (Bundesgerichtshof) had ruled on an action (Amtshaftungsklage) brought by him against the Land of Rhineland- Palatinate to recover compensation for all damage resulting from the failure to comply with the requirements of Article 6 § 1 (art. 6-1). Having been invited on 20 October by the President of the Chamber to file the applicant’s claims without prejudice to the decision to be taken on the request for deferment, the Commission forwarded the said claims to the registry on 19 November.

Mr. Eckle sought to recover

(i) for material loss allegedly suffered on the professional, economic and financial level:

(ii) for non-pecuniary damage:

(iii) for costs and expenses:

(b) Mrs. Eckle Mrs. Eckle claimed

(i) for material loss allegedly suffered on the professional, economic and financial level:

(ii) for non-pecuniary damage:

(iii) for costs and expenses:

FINAL SUBMISSIONS MADE TO THE COURT BY THE GOVERNMENT

"at its discretion but orientating itself by the [Government’s] observations, assess satisfaction for the necessary and reasonable legal costs actually incurred by the applicants for the prevention of the violation found, and, for the rest, reject the claims preferred".

AS TO THE LAW

I. REQUEST TO DEFER JUDGMENT

"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the present Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."

Following the dismissal of his appeal on 4 March 1981 by the Koblenz Court of Appeal (Oberlandesgericht), Mr. Eckle has up till now taken no steps to expedite the examination of his petition for review on points of law (Revision); on the contrary, he has several times asked the Federal Court to extend the time-limit for the filing of his supporting written pleadings, relying on the need to await the outcome of the proceedings pending at Strasbourg. Furthermore, the object of his action for damages is only in part the same as that of the Strasbourg proceedings, in that the former is concerned solely with the criminal prosecutions brought in Trier. Finally, the European Court and the Federal Court perform their functions on different levels and independently of one another, even though an award made by the first deciding court can be taken into account by the other.

However, Mr. Eckle has furnished no details as to the state of the proceedings he has taken in Germany. His observations simply disclose that his action is directed against the Land of the Rhineland- Palatinate and was instituted before the Trier Regional Court on 16 April 1964, that is almost three years before the bringing of the prosecutions in Cologne - a town situated in North Rhine-Westphalia - (see the above-mentioned Eckle judgment, p. 19, § 37) and more than thirteen years before the judgment delivered at Strasbourg on 15 July 1982; this action called on the Regional Court to hold the Land liable for the damage allegedly caused to Mr. Eckle by the relevant Trier authorities in conveying to his creditors the unfounded suspicion that he was defrauding them.

According to the undisputed information supplied by the Government, Mr. Eckle had his appeal dismissed on 4 March 1981, petitioned for a review on points of law on 27 April 1981 and filed his supporting written pleadings on 30 September 1982.

In these circumstances, it is difficult to discern how his action could have in view the reparation of the prejudice resulting from the two-fold failure to comply with the "reasonable time" requirement, as found by the Court in its judgment of 15 July 1982. Consequently, the suspension suggested by the applicant in October 1982 would not contribute to, but would rather hinder, the proper administration of justice. Moreover, he did not revert to the matter when submitting his quantified claims in November 1982 and January 1983 in response to the invitation made to him by the Registrar on the instructions of the President.

Accordingly, the Court rejects the request for deferment of judgment.

II. APPLICATION OF ARTICLE 50 (art. 50)

A. Material loss

He further claimed reimbursement of DM 49,284 plus 19 per cent annual interest; he was obliged, so he asserted, to borrow this amount for payment to the Federal Social Insurance Fund for Salaried Employees (Bundesversicherungsanstalt für Angestellte) in order to maintain his pension rights in respect of the years 1956 to 1973 and the year 1981.

Mr. Eckle would appear to be proceeding on the assumption that if the national authorities had complied with Article 6 § 1 (art. 6-1), he would have been able to continue the business activities in respect of which he had been prosecuted. However, the judgment of 15 July 1982 did not in the least affect his criminal conviction. In addition, he would in any event have been obliged to pay contributions to the Federal Social Insurance Fund.

With regard to Mrs. Eckle, she was hardly prevented from practising her profession except during the hearings before the Trier Regional Court and thereafter when serving the prison sentence imposed on her by the Saarbrücken Regional Court. Here again these were lawful measures which were unaffected by the Court’s judgment and which did not give rise to any entitlement to compensation.

The Court’s judgment of 15 July 1982, whilst pronouncing the length of the proceedings taken against the applicants to be unreasonable, did not in any manner hold, or carry the implication, that their prosecution, conviction and imprisonment were also in breach of the Convention. The sole matter to be taken into consideration is thus the prejudice possibly entailed by the fact of the two proceedings in question having lasted beyond a "reasonable time".

Yet, the alleged financial losses of Mr. and Mrs. Eckle result from the very existence and outcome of the prosecutions brought against them. There is nothing in the evidence submitted to support the view that the asserted damage was attributable to the failure to comply with the requirements of Article 6 (art. 6).

Accordingly, no compensation is recoverable for material loss.

B. Non-pecuniary damage

On this basis, they sought as compensation for non-pecuniary damage a lump sum assessed at a yearly rate of DM 50,000 for Mr. Eckle and DM 30,000 for his wife. The explanation given by Mr. Eckle for this difference was that during the relevant period he was, so he maintained, arbitrarily deprived of his liberty for six and a half years. He claimed under this head DM 703,124.50 and his wife DM 421,875.

The fact of exceeding the "reasonable time" must nonetheless have exposed them to some disadvantages and inconvenience. It should however be recalled that the Trier Regional Court, according to the grounds given in its decisions, mitigated the sentences in view of the inordinate length of time that had elapsed and that the Cologne Regional Court ordered the discontinuance of the proceedings (ibid., pp. 16, 17, 18 and 27, §§ 27, 33, 35, 36 and 55); although these circumstances did not cause Mr. and Mrs. Eckle to cease to be "victims" within the meaning of Article 25 (art. 25), they are factors that must be taken into consideration in assessing the extent of the injury allegedly suffered (ibid., pp. 30-32, 38, 39 and 40, §§ 66-70, 87, 88, 94 and 95). In addition, as was rightly observed by the Delegate of the Commission, it cannot be overlooked that they were charged with serious acts of fraud committed to the detriment of, amongst others, persons lacking substantial financial resources and that the Trier Regional Court imposed heavy prison sentences on them (ibid., pp. 15-16 and 17, §§ 17 and 33).

Taking these factors together and on an equitable basis, as is required by Article 50 (art. 50), the Court considers that the finding of a violation contained in the judgment of 15 July 1982 has already furnished sufficient just satisfaction, for the purposes of Article 50 (art. 50), in respect of the alleged non-pecuniary injury (see, mutatis mutandis, the Corigliano judgment of 10 December 1982, Series A no. 57, p. 17, § 53).

C. Costs and expenses

According to the settled case-law of the Court, to be entitled to an award of costs and expenses under Article 50 (art. 50), the injured party must have incurred them in order to seek, through the domestic legal order, prevention or redress of a violation, to have the same established by the Commission and later by the Court or to obtain reparation therefore (see the Minelli judgment of 25 March 1983, Series A no. 62, p. 20, § 45). Furthermore, the Court has to be satisfied that the costs and expenses were actually incurred, were necessarily incurred and were also reasonable as to quantum (ibid.).

(a) Mr. Eckle

The Government could agree to DM 495.59; the Delegate of the Commission considered that Mr. Eckle was entitled to recover DM 3,525, or DM 4,791 provided he could prove payment of the difference between these two amounts.

(i) Lawyer’s fees and disbursements for a constitutional complaint against the decision of 25 November 1971 by the Koblenz Court of Appeal maintaining Mr. Eckle’s detention on remand

The Government argued that this claim should be rejected since it did not relate to a complaint against the length of the proceedings as such.

In the view of the Delegate of the Commission, on the other hand, the sum in question should be taken into consideration provided the applicant could adduce proof of its payment.

Admittedly, the applicant did refer, inter alia, to Article 6 (art. 6) of the Convention in his constitutional complaint. It might well also have been the case, as the Delegate assumed, that the competent authorities would have been prompted to accelerate matters had the Constitutional Court ordered the applicant’s release. However, it should not be overlooked that the complaint in question was not aimed at securing a more expeditious conduct of the proceedings: the complaint was directed against the unreasonable length of the detention on remand and had as its sole object Mr. Eckle’s release from custody. It could have been of relevance in relation to Article 5 § 3 (art. 5-3) - if, as the Government rightly recalled, the Commission had not declared the application inadmissible on that score - but not in relation to Article 6 § 1 (art. 6-1).

(ii) Lawyer’s fees and disbursements for the petition for a review on points of law (Revision) of the judgment of 17 March 1972 by the Trier Regional Court

According to the Government, the services of this lawyer were not necessary as Mr. Becker had been nominated officially appointed defence lawyer. In addition, Mr. von Stackelberg had pleaded a number of matters and had, for example, applied on 7 April 1975 for the prosecutions to be discontinued on the ground of limitation, but had never objected to the dilatory nature of the proceedings or invoked Article 6 § 1 (art. 6-1).

In the second place, as the Government conceded, the supporting written pleadings (Revisionsbegründung) were filed by Mr. von Stackelberg who alone, according to the Federal Court’s judgment, appeared before it on behalf of Mr. Eckle.

Nevertheless, in view of his not having raised the issue of "reasonable time" himself the applicant cannot recover in full Mr. von Stackelberg’s fees and disbursements. The Delegate of the Commission suggested an award of DM 1,000. In the particular circumstances of the case, the Court judges this amount to be adequate.

(iii) Lawyer’s fees and disbursements for the constitutional complaint against the judgment of 17 March 1972 by the Trier Regional Court and the judgment of 19 February 1976 by the Federal Court of Justice; fees for the legal opinion of Professor Kloepfer

The Government pointed out that only one of the four grounds of the constitutional complaint related to the unreasonable length of the proceedings. On the basis of the Federal Scale of Lawyers’ Fees (Bundesgebührenordnung für Rechtsanwälte), they were of the view that he could claim DM 495.59. As far as the fees for the drafting of the legal opinion were concerned, these were not necessarily incurred and there was no causal link between them and the violation found, so the Government argued, in that Mr. Eckle consulted Professor Kloepfer simply to establish expiry of the limitation period and hence the unlawfulness of his conviction.

The Delegate of the Commission thought it reasonable to award the applicant DM 1,500 in respect of the fees and disbursements connected with the constitutional complaint. On the other hand, he judged the expenditure represented by Professor Kloepfer’s expert opinion to be unnecessary.

To begin with, the Court would recall that in this context it is not bound by domestic scales or standards (see the above-mentioned König judgment, Series A no. 36, p. 18, § 23; the Sunday Times judgment of 6 November 1980, Series A no. 38, p. 17, § 41).

Furthermore, German law does not preclude entering into a contract to charge agreed fees higher than the levels laid down in the Federal Scale. Although the lawyer admittedly cannot enforce payment of such agreed fees except by virtue of a written declaration signed by his client (Article 3 § 1, first sentence, of the Federal Scale), the Court does not deem it necessary to seek proof of such an undertaking, as the Government would wish to see it do, since there is no suggestion in the evidence of any disaccord between Mr. von Stackelberg and Mr. Eckle as to the latter’s liability to pay the sum indicated.

The Government expressed surprise that Mr. von Stackelberg should have waited until October 1982, that is more than five years after the decision of the Federal Constitutional Court (30 June 1977), before drawing up the particular fee note in question as well as, moreover, nearly all the other fee notes he has produced to the Court. For its part, the Court has no cause to believe that it is confronted with a bogus document drafted solely for the purposes of the proceedings pending before it since the judgment of 15 July 1982.

In conclusion, the Court judges it appropriate, as was suggested by the Delegate of the Commission, to award Mr. Eckle DM 1,500 in respect of the lawyer’s fees and disbursements connected with the constitutional complaint of 24 May 1976.

(iv) Fees of lawyers who represented Mr. Eckle in the proceedings concerned with determination of a cumulative sentence

The Government’s contentions were the following. There exists no causal link between these costs and the violation found by the Court. Since a cumulative sentence must be fixed by the courts of their own motion, the proceedings provided for under law for that purpose do not figure amongst the remedies to be exhausted in accordance with Article 26 (art. 26). Furthermore, the services of two lawyers were not necessary. The applicant had, moreover, neither produced fee notes nor established actual payment of the sums being claimed.

The Delegate of the Commission suggested retention of a figure of DM 1,025, corresponding to the amount asked for in relation to Professor Vogler’s fees.

(b) Mrs. Eckle

The Government could agree to DM 600 and 4 per cent interest, the outside limit being DM 800. According to the Delegate of the Commission, Mrs. Eckle could claim recovery of DM 3,525.

(i) Lawyers’ fees and disbursements for the petition for a review on points of law of the judgment of 17 March 1972 by the Trier Regional Court

The Government’s arguments regarding this item were as follows. Mrs. Eckle did not need the services of Mr. von Stackelberg since Mr. Teuber had represented her as officially appointed defence lawyer until 16 November 1974. Moreover, Mr. von Stackelberg ceased acting for her at the beginning of 1975. On the other hand, Professor Habscheid, who had been instructed by her on 26 January 1975, did refer to Article 6 § 1 (art. 6-1) in his written pleadings of 26 January 1976. Consequently, she could recover, at the outside limit, one-thirtieth of his fees.

According to the undisputed evidence supplied by the Government, supporting written pleadings on behalf of the applicant were filed with the Federal Court of Justice firstly by Mr. Teuber and subsequently in March 1973 and April 1974 by Mr. von Stackelberg, but neither lawyer formulated any complaint as to the unreasonable length of the proceedings. Professor Habscheid, for his part, did place reliance on Article 6 § 1 (art. 6-1) when submitting that the proceedings should be discontinued on the ground of limitation.

This being so, and having regard to what has been said in relation to Mr. Eckle’s case (see paragraph 32 above), the Court agrees with the Delegate of the Commission that Mrs. Eckle should be awarded the sum of DM 1,000 under this head.

(ii) Lawyer’s fees and disbursements for the constitutional complaint against the judgment of 17 March 1972 by the Trier Regional Court and the judgment of 19 February 1976 by the Federal Court of Justice

The Government drew attention to the fact that only one of the five grounds of this complaint was concerned with the excessive length of the proceedings. In their view, the applicant could therefore recover no more than DM 600.

The Delegate of the Commission regarded a figure of DM 1,500 as reasonable.

In the particular circumstances of the case, and in the light of what has been stated in respect of Mr. Eckle with regard to the application of the Federal Scale (see paragraph 35 above), the Court deems it appropriate to award to Mrs. Eckle DM 1,500 under this head.

(iii) Fees of lawyers who represented Mrs. Eckle in the proceedings concerned with determination of a cumulative sentence

For the reasons given at paragraph 37 above, the Government argued for the outright rejection of this claim; the Delegate of the Commission suggested an award of DM 1,025.

The Government’s replies may be summarised as follows. Without disputing the applicants’ entitlement to reimbursement of their costs incurred in Strasbourg, the Government considered that a deduction should be made in view of their applications having been unsuccessful in relation to three complaints declared inadmissible by the Commission. Also, the difference in the size of the claims made by Mr. and Mrs. Eckle dictated a different apportionment of the fees, namely one-third for Mrs. Eckle and two-thirds for her husband. Furthermore, the applicants had produced no detailed vouchers or evidence of any payment whatsoever. As far as Mr. von Stackelberg’s fees were concerned, these should be calculated in accordance with the Federal Scale and on a pro rata basis, that is in proportion to the degree of success of the claims made (amounting to more than seven million marks). Finally, the sums sought for Professor Vogler bordered on the upper limit of what could be regarded as reasonable in comparison with the Federal Scale and Mr. von Stackelberg’s services had essentially consisted of forwarding written statements and files prepared by the applicants. Subject to the foregoing, the Government left it to the discretion of the Court to settle the rates recoverable for the costs and expenses.

The Delegate of the Commission submitted that the claims be acceded to, subject to reducing to DM 1,000 the sum to be awarded to each applicant in relation to the Article 50 (art. 50) stage of the proceedings.

Nor does the Court deem it necessary, in the particular circumstances of the case, to apportion the costs and expenses in a different manner from that suggested by the applicants themselves.

With regard to the DM 10,000 claimed by way of advance payment on Mr. von Stackelberg’s fees, the Court concurs with the Government and the Commission in finding this item to be out of proportion with the actual work performed by this lawyer during the Article 50 (art. 50) stage of the proceedings, especially when compared with the services rendered earlier by Professor Vogler before the Commission and the Court. As was rightly pointed out by the Government, the contribution of Mr. von Stackelberg was in essence limited to forwarding, together with a covering letter, the claims and documents of his clients. His memorandum of 13 January 1983 constitutes an exception, in that he furnished replies to the Government’s observations. Consequently, the Court concurs with the Delegate’s proposal on this item and awards DM 1,000 to each applicant.

As far as the amounts asked for in respect of Professor Vogler are concerned, the Court regards these as plausible and reasonable; accordingly, it does not deem it necessary to call for the vouchers requested by the Government.

4. Interest

FOR THESE REASONS, THE COURT UNANIMOUSLY

Holds that the respondent State is to pay to each of the applicants nine thousand six hundred and forty-one marks and ten pfennigs (DM 9,641.10) in respect of costs and expenses and rejects the remainder of the claims for just satisfaction.

Done in English and in French, the French text being authentic, at the Human Rights Building, Strasbourg, this twenty-first day of June, one thousand nine hundred and eighty-three.

Rolv RYSSDAL

President

Marc-André EISSEN

Registrar

[] Note by the registry: In the version of the Rules applicable when proceedings were instituted. A revised version of the Rules of Court entered into force on 1 January 1983, but only in respect of cases referred to the Court after that date.

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