CASE OF VUKOTA-BOJIC v. SWITZERLAND

Application no. 61838/10 · Delivered 2016-10-18 · ECLI:CE:ECHR:2016:1018JUD006183810 · Languages: EN · PL · SL

Application no.
61838/10
Delivered
2016-10-18
Respondent State
CHE
Conclusion
Remainder inadmissible (Article 35-3 - Manifestly ill-founded);Violation of Article 8 - Right to respect for private and family life (Article 8-1 - Respect for private life);No violation of Article 6 - Right to a fair trial (Article 6 - Civil proceedings;Article 6-1 - Fair hearing);Non-pecuniary damage - award (Article 41 - Non-pecuniary damage;Just satisfaction)
Convention articles
6, 6-1, 8, 8-1, 8-2, 35, 35-3, 41
Original
HUDOC ↗
PresidentLuis López GuerraJudgeHelena JäderblomJudgeHelen KellerJudgeDmitry DedovJudgeBranko LubardaJudgePere Pastor VilanovaJudgeGeorgios A. SerghidesRegistrarStephen Phillips
Summary
Preparing…

THIRD SECTION

CASE OF VUKOTA-BOJIĆ v. SWITZERLAND

(Application no. 61838/10)

JUDGMENT

STRASBOURG

18 October 2016

FINAL

18/01/2017

This judgment has become final under Article 44 § 2 of the Convention. It may be subject to editorial revision.

In the case of Vukota-Bojić v. Switzerland,

The European Court of Human Rights (Third Section), sitting as a Chamber composed of:

Luis López Guerra, President,

Helena Jäderblom,

Helen Keller,

Dmitry Dedov,

Branko Lubarda,

Pere Pastor Vilanova,

Georgios A. Serghides, judges,

and Stephen Phillips, Section Registrar,

Having deliberated in private on 27 September 2016,

Delivers the following judgment, which was adopted on that date:

PROCEDURE

THE FACTS

I. THE CIRCUMSTANCES OF THE CASE

II. RELEVANT DOMESTIC LAW AND PRACTICE

Article 10 – Right to life and to personal freedom

“ ... 2Every person has the right to personal liberty and in particular to physical and mental integrity and to freedom of movement ...”

Article 13 – Right to privacy

“1Every person has the right to privacy in their private and family life and in their home, and in relation to their mail and telecommunications.

2Every person has the right to be protected against the misuse of their personal data.”

Article 36 – Restrictions on fundamental rights

“1Restrictions on fundamental rights must have a legal basis. Significant restrictions must have their basis in a federal act. The foregoing does not apply in cases of serious and immediate danger where no other course of action is possible.

2Restrictions on fundamental rights must be justified in the public interest or for the protection of the fundamental rights of others.

3Any restrictions on fundamental rights must be proportionate.

4The essence of fundamental rights is sacrosanct.”

Article 28 – Cooperation in the enforcement

“1Insured persons and employers shall cooperate freely in the enforcement of the laws on social insurance.

2Those who apply for benefits shall provide all information necessary to establish their rights and to assess the amount of benefits due.

3Under specific circumstances the applicant is required to authorise all persons and institutions concerned, including employers, doctors, insurance companies and official bodies, to provide such information as may be necessary for the establishment of their entitlement to benefits. These individuals and institutions must provide the required information.”

Article 43 – Application process

“1The insurer shall examine requests, take of its own motion the necessary investigative measures, and collect necessary information. Information obtained orally must be issued in writing.

2Insured persons must undergo such medical or technical examinations as may reasonably be required and are necessary for the assessment of their case.

3If an insured person or other applicant unjustifiably refuses to perform their obligation to provide information or to cooperate in the process, the insurer can decide on the basis of the case file as it stands or close the investigation and decide not to address the merits of the case. In that event it must send them a written notice warning them about the legal consequences and providing them with an appropriate reflection period.”

Article 55 – Special rules of procedure

“1The procedural aspects that are not exhaustively regulated by Article 27-54 of this Act or by provisions of special laws are governed by the Federal Act of 20 December 1968 on administrative proceedings ...”

Article 61 – Procedure

“With the exception of Article 1(3) of the Federal Act of 20 December 1968 on administrative proceedings, the proceedings before the Cantonal Insurance Court are regulated by cantonal law. They must satisfy the following requirements...

c. the court shall establish the facts relevant for the outcome of the case together with the parties; it shall manage the necessary evidence and assess it freely ...”

Article 12

“D. Establishing of the facts of the case

I. Principles

The authority shall establish the facts of the case of its own motion and obtain evidence by means of the following:

a. official documents;

b. information from the parties;

c. information or testimony from third parties;

d. inspection;

e. expert opinions.”

Article 1a – Insured persons

“1All persons employed in Switzerland, including home employees, apprentice trainees, trainees, and volunteers, as well as those working in protected technical schools or workshops, are compulsorily insured pursuant to the provisions of the present Act.”

Article 58 – Categories of insurers

“Accident insurance is managed, by category of insured person, by the Swiss National Accident Insurance Fund (CNA) or by other authorised insurers and by a supplementary fund managed by the latter.”

Article 68 – Categories and enrolment in the registry

“1. Those outside the competence of the CNA shall be insured against accidents by one of the companies indicated below:

a. private insurance companies subject to the Act of 17 December 2004 on insurance monitoring (LSA) ...

Article 96 – Processing of personal data

“The authorities in charge of implementing the present Act, or of assessing or monitoring its execution, are allowed to process and require to be processed personal data, including sensitive data and personality profiles, which are necessary in order to perform the tasks that are assigned to them by the present Act, in particular to:

a. calculate and collect payments;

b. establish rights to benefits, calculate, allocate and coordinate them with those from other types of social insurance ...

e. monitor the execution of the present Act ...”

Article 28

“1 Any person whose personality rights are unlawfully infringed may petition the court for protection against all those causing the infringement.

2 An infringement is unlawful unless it is justified by the consent of the person whose rights are infringed or by an overriding private or public interest or by law.”

Article 179quater

“Breach of secrecy or privacy through the use of an image-carrying device

Any person who observes with a recording device or records with an image-carrying device information from the secret domain of another or information which is not automatically accessible from the private domain of another,

any person who makes use of information or makes information known to a third party, which he knows or must assume has been produced as a result of an offence under paragraph 1 above,

any person who stores or allows a third party access to a recording that he knows or must assume has been made as the result of an offence under paragraph 1 above,

is liable on complaint to a custodial sentence not exceeding three years or to a fine.”

“4.2 The respondent is an insurance company, which is registered as an authorised insurer in the Register for the implementation of compulsory accident insurance within the meaning of Article 68 UVG. As such, it is considered a public authority within the meaning of Article 1 § 2 (e) VwVG ... To the extent that it can deliver binding decisions to insured persons, and thus exercises sovereign powers, it has to respect not only the procedural guarantees of administrative law, but also general constitutional principles, in particular fundamental rights....

4.3 The aim of surveillance of an insured person by private detectives is to collect and confirm facts which materialise in the public domain and may be observed by anyone (for example, walking, climbing stairs, driving, carrying loads or performing sports activities). Even when the surveillance is ordered by an authority, it does not give the person undertaking the surveillance the right to interfere with the privacy of the insured person. Unlike a judicially ordered surveillance – for instance, in the context of the Federal Act of 6 October 2000 on the Surveillance of Post and Telecommunications (BÜPF; SR 780.1) – the protection of the insured person from crime remains intact, since private detectives acting on the strength of an administrative order are not allowed to commit criminal acts. In particular, the person in charge of the surveillance has to keep to the framework set up by Article 179quater of the Criminal Code. In contrast to a covert investigation pursuant to the Federal Law of 20 June 2003 on the undercover investigation ... it is not the purpose of such surveillance for the investigating person to create links with the person subject to the surveillance so as to penetrate into their environment ...

5.4 Given that, pursuant to Article 43 [of the Social Security Act] it is incumbent on the insurer to make the necessary clarifications, the said provision – at least in conjunction with Article 28 (2) [of the Social Security Act], which sets out a general obligation on the insured person to provide information – represents a basis for ordering surveillance. It must, however, be examined whether these provisions are sufficiently clear to serve as a legal basis within the meaning of Article 36 § 1 [of the Constitution].

5.4.2 Regular surveillance of insured persons by private detectives represents in any case a relatively minor interference with the fundamental rights of the individual concerned, in particular if it is limited to the area defined at point 4.3 [above] and thus restricted to the public space ... Part of the literature represents the view that surveillance which is limited to such an extent does not even affect the scope of the fundamental right of privacy (Ueli Kieser, supra). The core content of Article 13 [of the Constitution] is not affected by the institution of such surveillance. In principle, information obtained from insured persons, their employers and healthcare professionals is sufficient for a reliable assessment of claims for benefits; further investigation by a private detective is indicated only in a vanishingly small percentage of persons registered with accident insurance cases ... Ordering of secret surveillance is thus of an exceptional nature, as it will only take place if the other clarification measures fail to produce a conclusive result. The overall legal basis for the restriction of the fundamental rights of insured persons is thus sufficiently precise ...

5.7 To sum up, it should be concluded that ordering surveillance of insured persons by accident insurers in the context outlined in point 4.3 [above] is permitted; the results of such surveillance can thus in principle be used for assessment of the issues in question ... The probative value of the records and reports of private investigators can, however, only be granted in so far as they indicate activities and actions which the insured person has exercised without being influenced by those engaging in the surveillance ...”

THE LAW

I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION

“1. Everyone has the right to respect for his private and family life, his home and his correspondence.

A. Admissibility

B. Merits

(a) The parties’ submissions

(b) The Court’s assessment

(a) The parties’ submissions

(b) The Court’s assessment

(c) Application in the present case

II. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION

“In the determination of his civil rights and obligations ... everyone is entitled to a fair ... hearing ... by [a] ... tribunal ...”

A. The parties’ submissions

B. The Court’s assessment

It follows that this part of the Article 6 complaint must be rejected as manifestly ill-founded, pursuant to Article 35 §§ 3 and 4 of the Convention.

2. Merits

III. APPLICATION OF ARTICLE 41 OF THE CONVENTION

“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”

A. Damage

B. Costs and expenses

C. Default interest

FOR THESE REASONS, THE COURT,

(a) that the respondent State is to pay the applicant, within three months from the date on which the judgment becomes final in accordance with Article 44 § 2 of the Convention, the following amounts, to be converted into Swiss francs at the rate applicable at the date of settlement:

(i) EUR 8,000 (eight thousand euros), plus any tax that may be chargeable, in respect of non-pecuniary damage;

(ii) EUR 15,000 (fifteen thousand euros), plus any tax that may be chargeable to the applicant, in respect of costs and expenses;

(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;

Done in English, and notified in writing on 18 October 2016, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.

Stephen Phillips Luis López Guerra

Registrar President

In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules of Court, the separate opinion of Judge Dedov is annexed to this judgment.

L.L.G.

J.S.P.

DISSENTING OPINION OF JUDGE DEDOV

I completely agree with the approach used by the Court in respect of Article 6 in the present case (the surveillance report was not excluded from the evidence in the domestic proceedings), but I regret that I cannot support the finding of a violation of Article 8 on the basis that the domestic law did not set out sufficient safeguards against abuse.

The conclusion of the majority is based on the principles of foreseeability set out in the Grand Chamber judgment in Roman Zakharov v. Russia (cited in paragraph 67 of the judgment). In particular, (1) when the surveillance is carried out in secret, the risks of arbitrariness are evident; and (2) domestic law must give citizens an adequate indication as to the circumstances and conditions of secret surveillance. In Roman Zakharov the applicant could not prove that the surveillance was carried out against him, and the Grand Chamber examined the existence of the above guarantees in abstracto.

The present case is quite concrete and full of factual circumstances which could and should be taken into account when applying the general principles. First, there is no evidence of abuse or arbitrariness at any stage (monitoring, storage of materials, access to reports and presentation in the court proceedings). The surveillance was justified by the fact that the applicant refused to undergo a medical evaluation (see paragraph 24 of the judgment), and there were contradictions between the various medical reports drawn up prior to the surveillance, as mentioned by the Federal Court (see paragraph 35) and invoked by this Court in finding no violation of Article 6 (see paragraph 99). The applicant was informed about the secret surveillance, had access to the reports and challenged them in the national courts.

Therefore, both sets of proceedings (at national and international levels) served as an a posteriori assessment of the necessity of the interference in a democratic society. Even in the absence of prior authorisation of the measures by an independent and impartial judiciary, the majority preferred to find no violation of Article 6, while employing the same argument to find a violation of Article 8 on account of the unlawfulness of the interference (see, in particular, paragraphs 74 and 77 of the judgment).

The idea behind the “foreseeability” reasoning is to improve the national law. But the Court’s privilege (applied equally to any national supreme court) is to demonstrate the deficiency of the system on the basis of concrete examples of arbitrariness, abuse, conflicts or problems in general. Only a problem discovered in a particular case may lead to further regulatory developments. It is difficult to say whether the present case provides a proper basis for that. The majority did not conduct the analysis proposed in this opinion. They did not take into consideration the fact that the activity of private investigators is licensed under national law. One might accept the idea of prior authorisation of such measures by a court, but even this safeguard was not enough for the Grand Chamber in Roman Zakharov because the individual in question might not be informed of the measures if no criminal proceedings were opened against him or her.

There is a more serious problem here, namely the legitimacy of secret surveillance in general. The Federal Court concluded that “regular surveillance of insured persons by private detectives represents in any case a relatively minor interference with ... fundamental rights” because the facts collected “materialise in the public domain and may be observed by anyone (see paragraph 43 of the judgment). This position warrants further debate, but the majority limited themselves to referring to the general issues without addressing this point (see paragraph 73).

The Federal Court’s view is based on the nature of the relationships in question and the conditions of surveillance, and not just on the difference between telephone tapping, video recording or visual observation. It states that the national law, which “sets out a general obligation of the insured person to provide information ... represents a basis for ordering surveillance” (see paragraph 43 of the judgment). In a more general sense, the national court is challenging the general principle set out in paragraph 67 of the judgment, according to which “[f]oreseeability...cannot mean that individuals should be able to foresee when the authorities are likely to resort to secret surveillance so that they can adapt their conduct accordingly”. This previously held position is a clear demonstration of judicial activism. The principle in question is applicable to all, including those who commit offences. A standard rule does not usually adopt such an activist approach, but rather deals with the proportionality of an instance of interference under a statute: if the law requires private persons to prevent any abuse or offence, the resulting burden must not be excessively high in order not to adversely affect those who do not have any intention to abuse or offend. The standard rule is more balanced, in my view.

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